Regulatory & Compliance – Examples of work

Just some examples of the work delivered by members of our team are provided below. Please click on the project icons for a brief summary of what we did for whom.

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    Investigating alleged financial irregularities

    Acting for an Indonesian conglomerate in the context of a high profile investigation by the UK Takeover Panel and related investigations into alleged financial irregularities.

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    Dealing with complaints

    Advising an independent hospital group on a rival operator's complaint to the Cooperation and Competition Panel and the CCP's decision and proposed remedies following its investigation.

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    Apple Retail UK flagship stores

    Working with Apple Retail UK Ltd on the licensing of their flagship Regent Street store and in obtaining a licence for its flagship Covent Garden store.

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    US investment bank investigations following industry-wide allegations

    A leading US investment bank was required by regulators in various jurisdictions to conduct an extensive investigation into its FX sales and trading business following industry-wide allegations of manipulation and anti-competitive behaviour in the foreign exchange spot market. We put together a cross-practice team, made up of financial regulatory, competition, financial crime and employment lawyers from London, Moscow, Brussels and Asia to advise the bank on strategy, conduct the investigation alongside US Counsel and to assist in responding to requests for information from financial and antitrust regulators worldwide.

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    Hippodrome Casino Limited license appeal

    Advising Hippodrome Casino Limited on their appeal in the Southwark Crown Court for a licence to run a casino at the Hippodrome theatre in Leicester Square. The appeal was granted. We now advise them on all alcohol, entertainment and gambling issues.

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    Suspected manipulation investigations

    Engaged by a series of financial institutions to advise and represent the institution or senior approved persons in relation to the multi-jurisdictional investigations into suspected manipulation of LIBOR and other benchmark lending rates. The investigation involves a number of the world’s leading banks and stretches across the US, UK, Japan and other jurisdictions.

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    Information sharing leaves construction workers "blacklisted"

    Advising a defendant on claims brought by construction workers that they had been “blacklisted” from employment through the operation of an information sharing organisation called The Consulting Association. This has also involved assisting the client in appearances before a Parliamentary Committee investigating the matter.

Example clients

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