Transcript

Financial Regulation

The following events are based on a true story

It should have been nothing but good news

The acquisition looked lucrative

Until bad loans came to light - and the regulator was notified

Lucy was fined £135,000 pounds and banned from holding a similar role

But if she’d done three things differently

It would never have happened

Attend a 2 hour training session, where we’ll cover:

What the regulator expects

Your personal regulatory duties

Lessons from cautionary tales like Lucy

Personal risk deserves personal advice

Discover more: blplaw.com/smrtraining

Financial Regulation

The following events are based on a true story

It should have been nothing but good news

The acquisition looked lucrative

Until bad loans came to light - and the regulator was notified

Lucy was fined £135,000 pounds and banned from holding a similar role

But if she’d done three things differently

It would never have happened

Attend a 2 hour training session, where we’ll cover:

What the regulator expects

Your personal regulatory duties

Lessons from cautionary tales like Lucy

Personal risk deserves personal advice

Discover more: blplaw.com/smrtraining

Watch The Trailer: The Senior Manager & The Risky Acquisition

A cautionary tale for senior managers.

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