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Financial Regulation quiz: Are you on top of personal regulatory risk?


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Summary: Are you a senior manager looking to improve your knowledge of personal regulatory risk? Start by taking this quick quiz to get an initial idea of how well you understand your personal regulatory duties.

An appetite for enforcement

Following the introduction of the Senior Managers Regime (SMR) and the Senior Insurance Managers Regime (SIMR), the regulators’ appetite for pursuing enforcement cases against senior managers is ever increasing.

Make sure you avoid unwanted attention...


If you'd like more information on fulfilling your regulatory duties and avoiding unwanted attention, this practical article sets out some useful advice >

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