Personal risk deserves personal advice

PERSONAL ACCOUNTABILITY IN FINANCIAL SERVICES

Practical insights to help you reduce your personal regulatory risks – and fulfil your responsibilities.

THE CURIOUS CASE OF THE FCA LETTER

 

Watch the trailer

A cautionary tale for all legal, risk and compliance professionals.

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Senior managers certification regime

Senior managers certification regime

Understand your personal financial regulatory risks and the practical steps you can take to mitigate those risks.

ARE YOU ON TOP OF PERSONAL REGULATORY RISK?

ARE YOU ON TOP OF PERSONAL REGULATORY RISK?

Take this quick quiz to get an idea of how well you understand your regulatory duties...

Spotlight on new conduct rules

Spotlight on new conduct rules

Almost every person working for a bank operating in the UK is now personally accountable to the FCA. Do you understand the regulator’s new rules?

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